n NISM Certifications
V-A NISM Series V-A
Medium

With respect to the procedure for getting empanelled as a mutual fund distributor with AMC, the applicant needs to sign a declaration for _______.

Practice question from Nism VA Mock Test 2 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Guarantee of adding a minimum of 5 investors every month

  2. B

    Declaring the rebates given back to the investors

  3. C

    Ensuring that all employees who are selling mutual funds will have more than one ARN code

  4. Commitment to abide by statutory codes, guidelines and circulars

    Correct answer

A full explanation for this question is being written. In the meantime, the correct answer is highlighted above.

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