n NISM Certifications
V-A NISM Series V-A
Medium

Whom should the investor approach if his complaint is not resolved by the Asset Management Company (AMC)?

Practice question from NISM Series V A - Mock Test 3 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. Securities and Exchange Board of India (SEBI)

    Correct answer

  2. B

    Custodian

  3. C

    Company Law Board

  4. D

    Ombudsman

Why this is the answer

If an investor's complaint is not resolved by the AMC, they can escalate the issue to SEBI through the SEBI Complaint Redressal System (SCORES). This system allows investors to lodge, track, and follow up on their complaints.

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