n NISM Certifications
VII NISM Series VII
Medium

Who is responsible for monitoring the trading activities of brokers and clients?

Practice question from NISM Series VII Mock Test 2 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    SEBI

  2. NSE/BSE

    Correct answer

  3. C

    RBI

  4. D

    Clearing Corporation

Why this is the answer

Stock exchanges monitor trading activity for compliance, abnormal price movements, and potential market manipulation. SEBI oversees overall regulation.

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