n NISM Certifications
X NISM Series X
Medium

While applying for PMS registration, which stakeholder detail need NOT be provided?

Practice question from NISM Series XA- Investment Adviser (Level 1) Mock Test 6 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Compliance officer

  2. HR Officer

    Correct answer

  3. C

    Key management personnel

  4. D

    Principal officer

Why this is the answer

HR details are generally not required; key personnel and compliance officers are.

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