n NISM Certifications
X NISM Series X
Medium

Which statement accurately describes the execution-only model of providing financial services?

Practice question from NISM Series XB- Investment Adviser (Level 1) Mock Test 3 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Identifying suitable products for the client

  2. Providing products for diverse needs of the investor

    Correct answer

  3. C

    Charging a fee from the investor

  4. D

    All of the above

Why this is the answer

The execution-only model involves offering a platform for investors to choose from a range of products without advice, suitability checks, or recommendations.

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