n NISM Certifications
X NISM Series X
Medium

Which regulatory constraints are applicable to Indian residents investing in securities?

Practice question from NISM Series XB- Investment Adviser (Level 1) Mock Test 3 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Access to non-public information

  2. B

    Investment in overseas markets

  3. C

    Only A

  4. Both A and B

    Correct answer

Why this is the answer

Indian residents are prohibited from insider trading based on non-public information and face restrictions on overseas investments under RBI’s LRS scheme.

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