n NISM Certifications
X NISM Series X
Medium

Which parties enter into a listing agreement for securities?

Practice question from NISM Series XA- Investment Adviser (Level 1) Mock Test 4 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    The Stock exchange and the Depository

  2. B

    The Issuer and the Depository

  3. C

    The Issuer and SEBI

  4. The Issuer and the Stock exchange

    Correct answer

Why this is the answer

The issuer signs a listing agreement with the stock exchange for securities listing.

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