n NISM Certifications
VIII NISM Series VIII
Medium

Which one of these complaints against a trading member can an exchange take up for redressal?

Practice question from NISM Series VIII - Mock Test 4 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Claims for expenses incurred for taking up the matter with the ISC

  2. B

    Losses for transactions which are not within the framework of the exchange

  3. C

    Claims for opportunity loss for the disputed trade

  4. Claims regarding unauthorized transaction in the client’s account

    Correct answer

A full explanation for this question is being written. In the meantime, the correct answer is highlighted above.

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