n NISM Certifications
XV NISM Series XV
Medium

Which of the following is NOT included in the code of ethics for a research analyst?

Practice question from NISM XV Mock Test 7 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. Non-Compliance

    Correct answer

  2. B

    Honesty and Fairness

  3. C

    Insider Trading or Front Running

  4. D

    Confidentiality

Why this is the answer

The code of ethics emphasizes honesty, fairness, confidentiality, and avoidance of unethical practices like insider trading. Non-compliance contradicts ethical principles and is not part of the code.

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