n NISM Certifications
X NISM Series X
Medium

Which is an example of ethical action by an investment adviser?

Practice question from NISM Series XA- Investment Adviser (Level 1) Mock Test 6 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Advising on maximizing returns

  2. B

    Bypassing laws to save money

  3. Giving equal attention to all clients

    Correct answer

  4. D

    All of the above

Why this is the answer

Fairness and impartiality exemplify ethical conduct.

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