n NISM Certifications
X NISM Series X
Medium

Which entities must register with SEBI?

Practice question from NISM Series XA- Investment Adviser (Level 1) Mock Test 1 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Mutual Fund Managers

  2. B

    Auditors

  3. Registrars and Transfer Agents

    Correct answer

  4. D

    Mutual Fund Distributors

Why this is the answer

R&T agents, along with other entities like Portfolio Managers and Stock Exchanges, are required to register with SEBI to operate legally.

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