n NISM Certifications
XV NISM Series XV
Medium

Which activity falls within the professional scope of a research analyst?

Practice question from NISM XV Mock Test 2 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Portfolio management for clients

  2. Recommending whether to buy or sell specific securities

    Correct answer

  3. C

    Offering advice on capital gains tax

  4. D

    All of the above

Why this is the answer

Analysts provide research-based recommendations on securities, sectors, and markets, but do not directly manage investments or provide tax advice.

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