n NISM Certifications
X NISM Series X
Medium

Under SEBI AIF regulations, which statement is true regarding the filing of the Compliance Test Report (CTR)?

Practice question from NISM Series XIX A- Alternative Investments Funds (AIF) Distributors Mock Test 5 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Filed with SEBI by the Trustee

  2. B

    Filed with SEBI by the investment manager within 30 days of year-end

  3. Filed with the sponsor and trustee by the investment manager

    Correct answer

  4. D

    Filed within 15 days of every six months

Why this is the answer

The investment manager must submit the CTR to the sponsor and trustee within 30 days after the end of the financial year.

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