n NISM Certifications
X NISM Series X
Medium

The PMS provider must appoint a:

Practice question from NISM Series XA- Investment Adviser (Level 1) Mock Test 4 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Technological officer

  2. B

    Expert

  3. Compliance Officer

    Correct answer

  4. D

    Committee

Why this is the answer

SEBI mandates appointment of a Compliance Officer.

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