n NISM Certifications
VII NISM Series VII
Medium

SEBI’s rules for research-based advisory services provided by broking houses fall under which regulation?

Practice question from NISM Series VII Mock Test 1 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. SEBI (Research Analysts) Regulations

    Correct answer

  2. B

    SEBI (IFSC) Guidelines

  3. C

    SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations

  4. D

    SEBI (Intermediaries) Regulations

A full explanation for this question is being written. In the meantime, the correct answer is highlighted above.

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