n NISM Certifications
VII NISM Series VII
Medium

SEBI’s regulatory jurisdiction extends over ______.

Practice question from NISM Series VII Mock Test 6 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Corporates in issuance and transfer of securities

  2. B

    All intermediaries in securities/capital market

  3. C

    All other persons associated with securities/capital market

  4. All of the above

    Correct answer

Why this is the answer

SEBI regulates corporates, intermediaries, and other persons associated with securities, with authority to register, inspect, and penalize violations.

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