n NISM Certifications
VII NISM Series VII
Medium

Risk containment measures include which of the following?

Practice question from NISM Series VII Mock Test 3 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. Checking margin requirements

    Correct answer

  2. B

    Checking net worth of the client/investor

  3. C

    Checking whether the order placed is genuine

Why this is the answer

Risk containment primarily involves ensuring adequate margin requirements are met before trade execution to safeguard against potential losses.

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