Options
- A
Yes, as it adds value beyond advice
- B
Yes, if they have their own platform and do not insist on its use
- C
No, because it shifts responsibility
-
No, regulations prohibit involvement in execution
Correct answer
Why this is the answer
Regulations restrict advisers from participating in execution activities to maintain independence and prevent conflicts of interest.
Test yourself for real
Take a full NISM Series X mock test.
Same duration, same weighting, same difficulty distribution as the real exam — with explanations on every question.