n NISM Certifications
VII NISM Series VII
Medium

If an investor is not satisfied with a broker or company's response, they can approach ______.

Practice question from NISM Series VII Mock Test 6 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    The concerned stock exchange

  2. B

    SEBI

  3. Both 1 and 2

    Correct answer

  4. D

    None of the above

Why this is the answer

Investors can approach the exchange and/or SEBI for grievance resolution.

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