n NISM Certifications
VII NISM Series VII
Medium

For a stockbroker, which of the following are considered operational risks?

Practice question from NISM Series VII Mock Test 1 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Non-delivery of scrips

  2. B

    Trading errors

  3. Both A and B

    Correct answer

  4. D

    None of the above

A full explanation for this question is being written. In the meantime, the correct answer is highlighted above.

Test yourself for real

Take a full NISM Series VII mock test.

Same duration, same weighting, same difficulty distribution as the real exam — with explanations on every question.