n NISM Certifications
X NISM Series X
Medium

Conflicts of interest that could harm investors include __________.

Practice question from NISM Series XA- Investment Adviser (Level 1) Mock Test 5 — bank. The correct answer is highlighted below with a full explanation.

Options

  1. A

    Offering advice across various financial products

  2. B

    Representing multiple companies within the same product type

  3. C

    Receiving remuneration from product providers

  4. All of the above

    Correct answer

Why this is the answer

All these situations can create conflicts of interest if not properly disclosed or managed.

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