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Options
- A
The Investment Adviser has to make sure that clients follow his instructions
- B
The Investment Adviser has to make sure that clients pay appropriate fees
- C
The Investment Adviser has to make sure that clients have enough insurance cover
-
The Investment Adviser has to make sure that clients risk profiling is done
Correct answer
Why this is the answer
Regulation mandates that advisers perform risk profiling to ensure suitability of advice and investment recommendations.
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